The Fault Lines of Failed States

Can social science determine what makes one state fail and another succeed?

BY JEFFREY HERBST, GREG MILLS | AUGUST 15, 2011

All countries possess innumerable and at times dramatic social, economic, and political fault lines. In Africa, the result of these divisions is all too often catastrophic failure: The Rwandan genocide and Nigerian civil war (which each cost several hundred thousand lives), the Sudanese civil war and Darfur conflict (at least another million), various Congolese conflicts (anywhere between 1 million and 5 million), the imbroglio in Ivory Coast, and so on.

Africa, however, is far from alone. From Yemen to India, Brazil to China, Sri Lanka to Guatemala, Israel and Palestine to Afghanistan and Iraq, fault lines exist. In many they produce conflict; in others, they are better managed. India, for example -- a state with 21 classical languages of many nations, categories, castes, classes, and religions -- has generally managed its fault lines well, as does Canada. With war between states now exceptionally rare, violence within countries is today the chief manner in which people kill each other in large numbers. But we don't very well understand why it happens in one place but not another or why it breaks out at certain times but not others.

While every country and societal division is unique, we have, working with a group of scholars on a larger project, identified three critical issues that determine the contours of fault lines and the prospects for mass violence: governance, democratization, and globalization.

Governance

The primary measure that national leaders and the international community can take to prevent fault-line violence is to prevent too powerful a "constituency of losers" from developing. That is, if the number of people who feel aggrieved because resource allocation is unfair, biased, and corrupt is relatively low, they will usually be unable to initiate violence that is self-sustaining. Within the context of developing countries, the exact level of wealth in the economy usually doesn't make a difference, and in fact, no other measure is nearly as powerful or consistent in preventing fault-line violence -- whether you're talking about divisions in Kenya or Pashtuns in southeastern Afghanistan.

Institutions and practices that ensure checks and balances, accountability, and transparency are essential so that no group thinks resorting to violence is the only alternative. There may be particular opportunities for countries facing fault lines to improve good governance -- including the creation of capable institutions encouraging transparency and accountability, security-sector reform, independent media, effective local policing -- given the spread of democracy worldwide. Creating a domestic tax system and base is critical in building state capacity and improving conditions of governance, and it simultaneously serves to strengthen the link of accountability between electorates and leadership. While good governance is now rightly accepted as a sine qua non for development, its role in preventing fault-line violence has not been nearly as well acknowledged.

ASHRAF SHAZLY/AFP/Getty Images

 

Jeffrey Herbst is president of Colgate University. Greg Mills is director of the Johannesburg-based Brenthurst Foundation. They are the editors, along with Terence McNamee, of the forthcoming On the Faultline: Managing Tensions and Divisions Within Societies.

GRANT

6:34 PM ET

August 15, 2011

Grant

Where do we draw the line between bad and good governance? Is it based on an ability to tax? On an international ranking of corruption? Perhaps the estimated amount local law enforcement takes in bribes?

 

TAKAMASHI

10:34 AM ET

August 16, 2011

good questions...

I agreed with your questions on this matter. I think the total numöber of people who use votes decide it. The recent media like Facebook makes it more rapidly grow.

 

BRAUERR31

11:36 AM ET

August 16, 2011

Agreed.

Fault lines play a crucial role in foreign policy, especially in the examples mentioned in this article. To be honest, this article opened my eyes at what's really causes some of the major problems around the world. And Grant, I agree that it is difficult to draw the line between "good or bad governance." Simply put it can get complicated and hard to follow. While the United States is worried about what are foods that burn belly fat, instead of what is really important. Many times, especially in the United States, the real important issues are skirted for something that is trivial and meaningless. Thanks for your insight.

 

WAHOO94

9:15 PM ET

August 15, 2011

How do we decide other peoples lines?

Look back in history and see what happened to Africa. The european countries carved them up Africa and decided it's countries borders. They sometimes put rivals in the exact same country and then split up friendly clans. This was a total disaster. Now a days we see how terrible it turned out. The constant genocide and starvation is a bleak reminder.

Before we can decide that we have the ability to govern others we must understand their culture. If we try this again wemust not get it wrong.

 

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1:40 AM ET

August 16, 2011

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PJW5552

3:24 AM ET

August 16, 2011

Failed Opportunities!

Let us look at just one factor that produces much of the violence and death -- arms exports. These civil wars and internal wars raging across the globe are fed by arms made in Western and Eastern countries that seek profits first and foremost. The US is the largest arms exporter in the world, but we are not alone. We cannot address the hatred, anger and distrust that others feel and act on each day. However, we can make it harder for them to slaughter lots of people by not providing them the weapons to do it.

The UN has failed multiple times in addressing its mission to keep the peace and even prevent genocide in the world. More people have died as a result of genocide since WWII than have been killed in all the wars during that same time. The UN looked on and did nothing. Cambodia, Ruwanda, Bosnia to name just a few. The list is actually quite long. This is without a doubt the most serious of crimes against people and the entire world should stand up and throw whatever resources and influence it can to prevent, stop and reverse it.

We know quite a bit about governance, and if the world was interested and willing, it could step in and provide proper governance to failed states. It could build a single institution in such countries to teach and train future leaders about governance and the function of proper leadership while it invested in basic infrastructure that facilitated the stabilization of the economy and society so the populace could live, work and grow under improved conditions.

We always assume everything must come from within and ultimately it must. However, when you are dealing with states in which there is no clear leadership, where poverty, illiteracy, lack of resources and infrastructure prevent those living there from even the ability to imagine a better life -- the outside world can provide the basic vision, hope and dreams to the people, point them in the right direction and let them take over as they are able to grow into this role. Depending on the country, the severity of its problems, the time required to wean a country off international involvement could be a little as 5 years or as many as 20 years (one entire generation).

Why do it? Because within just one person is the ability to change the world. Who among us knows where and when that one person will be born in the world? How many great people, great leaders and great contributors to the culture of this world have been lost because we failed to do anything but watch the slaughter?

 

BIDHAAN

7:13 AM ET

August 16, 2011

Somaliland: Seeking A Deserved Recognition

Beginning from the restoration of the Somaliland state in 1991, Somaliland has been working hard to prove to the world its ability to bring about fundamental structures and policies of a modern state. Somaliland gave first priority to peace and security. This peace and security has provided Somaliland population to enjoy law and order, uninterrupted democratic elections and freedom of expression, and above all deepening democratic culture which attracted the attention of the international community.

Somaliland put in place a system of government based on presidential model of governance with all its branches of legislative and executive. One of the main factors of the legitimacy of a modern state is the self-determination of the people. Therefore, testing the legitimacy of the Somaliland statehood, the Somaliland government held a free and a fair referendum in 2001. The people of Somaliland opted for the independence of Somaliland with an absolute majority of 97%. This has been followed by holding series of democratic elections, starting with 2002-municipal election 2003-presidential election, 2005-parliamentary election and 2010-second presidential election. These processes have strengthened the democratic institutions and policies of the modern state where at the same time it reduced the negative aspect of the clan systems and clan structures of the society.

Other aspect of the strength of the Somaliland modern state is the viable non-state actors (civil society) and the Diaspora who have been playing a crucial role in the democratic process and policy-making of the country. Having all these dimensions and strengths, this nation has overcome many challenges. One of the biggest challenges was the last presidential election- The June-2010 election. The way in which the voters behaved during the election and election was implemented has shown the world the maturity and the magnanimity of the Somaliland emerging democracy. International observers witnessing the election validated the results of the election and praised the Somaliland electoral commission and the public in adopting international standards.

The winner of the 2010 election Mr. Ahmed M. M. Sillanyo, the candidate of the Kulmiye Party is one of the experienced politician in Africa who has been involved in global and African politics and development in the last forty years and a former freedom fighter who was the chairman of the Somali National Movement (SNM) in most its difficult times.

In connection to the above -mentioned factors, Somaliland deserves to be recognized and take its right place in the community of nations, sooner than later.

On the other hand, adversaries of Somaliland have been engaged in all sorts of designs to undermine Somaliland. The conflict in some spots of the eastern parts of the country is one of these evil designs which I am sure Somaliland will overcome it. There are also ill-informed politicians who have been recently creating confusion and deliberately making misleading statements of the current situation of the country and even surprisingly re-visiting the June presidential election that President Ahmed Sillanyo won with a slide majority, raising, doubts about the results.

We would like to say to these politicians, this democratically-elected President and his government have worked out a vision, and goal and objective to reach this vision during its mandate. This vision was mentioned in detail in the annual speech that the president made to the parliament (the House of Representatives and the Council of Elders). We would like to say to these politicians, let us work together and concentrate on the future for a better Somaliland.

The government together with the non-state actors, the Diaspora and other friends of Somaliland is organizing an international conference, in July in Hargeisa on the recognition issue, influential international personalities in media, international law and development who are friends of Somaliland will attend this conference. The conference will also focus on peace, security and the democratic process of Somaliland; issues that are important for the recognition. We are expecting that the conference will produce a workable strategic recognition roadmap.

Dr Mohamed-Rashid Sheikh Hassan

 

FELINE74

5:06 AM ET

August 22, 2011

@TheRealist2011

One can just as easily ask why Somaliland SHOULD be part of Somalia. If they don't want to be part of it, why drag them into the bloody mess against their will?

 

CHRISAK

1:02 PM ET

August 16, 2011

Trust

Yes, governance is key (logically speaking, it is governance that fails in failed states, ultimately). But, as the case of the Ivory Coast demonstrated in my opinion, what sustains governance is NOT democratization (much less globalization). To think so would be to put the cart before the ox. Besides power, what sustains governance, and most social institutions that underlie trade and democracy, is TRUST. There can be no relevant institution-building without trust; and in some cases, trust itself needs to be built.

"Good governance" will not be created by simply forcing African politicians to respect standards defined by inevitably-condescending developed-country governments or global institutions--much less by more straightforwardly-moralistic organizations like HRW. If you want to nurse developing countries into good governance, you do not do so simply by organizing elections where "the international community" is the final arbiter. And you certainly do not do so by dismissing the angry supporters of one politician, or by alienating them. If that is all you can do, please, just stay out, unless you want to share in the governance of those countries (as France and the UN are really doing currently in the Ivory Coast, although informally). If you really want to help, as paradoxical as it may seem, you must give some credibility to every side, as a way of helping every side build credibility in each other's eyes (and, therefore, trust).

It takes lots of time; and the fruit ripens delicately, at a unique pace in every case... and "the international community" ceases to be needed long before it ripens. Only then can "credible elections" (credible from the perspective of every party) take place...

 

ANAN

8:36 AM ET

September 9, 2011

Let the locals mediate!

Identifying the fault lines and addressing them in the right manner is essential for the well-being of a country, in the way antiinflammatory foods are necessary for maintaining good body metabolism. Globalization’s gift to the failing nations, the so-called negotiators or peace-makers is not available in sufficient numbers often bringing the peace-making process to a stall. Even when they are around, their role is superficial and honorary in nature rather than a serious mediator who wants to see the matter to its end. They lack the subjective approach of a local national, who will be more aware of the conflicts, dilemmas and the pot-holes of their political set-up.

 

YAHOOLOVER

6:26 AM ET

September 14, 2011

fault lines or money

I think it is olso alot about money it is just for some people big Business To have a piece of the world and special in africa almost all the wars from
south africa where for money issus. So many dictaters in africa i think if we realy doing somebody about it than that part of the world wil be much beter

and better managed. India, for example do u forget india and pakistan
dont think it is going so wel ther and realy belief that ther wil come very big problems if i remember good they have all 2 from that missiles pointing to each other.