As Barack Obama arrives in Beijing, he faces a different reality in China than either Bill Clinton or George W. Bush did at the start of their presidencies. Many commentators have remarked that, with Chinese purchases of U.S. Treasuries now crucial for funding the U.S. budget deficit, China has become America's banker. But this is only half the story: Today, these two giants are now more dependent on each other than ever before.
[[SHARE]]In the short term, a reinvigorated American economy is critical for China to re-energize its listless export sector and protect its trillions of dollar-denominated investments. And in the longer term, a fundamental restructuring of the bilateral relationship is crucial. Economic and environmental issues have pushed to the top of the agenda, moving ahead of traditionally flammable subjects like Taiwan, Tibet, and human rights.
The U.S. president will not lack for challenges to tackle in China. The five most difficult issues he faces include open markets, energy and climate change, military ties, currency, and yes, those touchy issues of Taiwan, Tibet, and China's treatment of its own people.
1. Open Markets
Obama won himself few friends in Beijing when he imposed 35 percent tariffs on the import of low-end Chinese tires in September, and his administration's preliminary decision to implement tariffs on Chinese steel pipe this month didn't help much either.
Yet the headlines screaming "trade war" may have been premature. China thus far has been disciplined in confining retaliation to the World Trade Organization's dispute resolution mechanisms. Its initial moves against the US poultry and auto industries have followed WTO procedures, although the business community is maintaining a wait-and-see attitude.
These U.S. decisions make convincing China that Obama is fully committed to free and open markets tougher. He knows Chinese markets - China's economy is set to grow by 8.5 percent this year and 9 percent in 2010 -- are some of the few in the world seeing rapid growth. But he will face a skeptical audience as he works to open Chinese markets for U.S. businesses, which would mean jobs and profits for America.
Conversely, China needs to show it is truly committed to fair competition. Lax intellectual property rights enforcement on everything from pharmaceuticals to software threatens U.S. companies in China, while stifling innovation by both Chinese and American firms. And Chinese technical specification restrictions on products, such as for information and communications technology, often appear to be designed to keep out U.S. competition.
2. Energy and Climate Change
It's now clear that Obama's original visions of hard carbon emission caps for China -- and the United States -- will not happen before this year's Copenhagen climate-change conference in December. Nevertheless, Obama may need at least symbolic commitments from his Chinese counterparts to bring blue dog Democrats on board for the pending cap-and-trade legislation -- much less the GOP. His scaled-back goal should be a framework for negotiation with the Chinese.
Despite well-documented problems, China has made serious strides on the environment in recent years. Its top-down legislature has quickly moved forward on a host of positive environmental priorities. These include rapidly growing its wind and solar energy sectors and expanding its clean gases buses in Beijing, the largest fleet in the world. But the biggest problem remains that reducing the expansion of carbon emissions is far different from reducing actual emissions.
3. Closer Military-to-Military Ties
U.S. military ties with Beijing have become a necessity for both sides. Military-to-military contact builds familiarity, reduces the chance for misinterpretation of actions, and promotes shared strategic objectives.
President Obama continues to seek China's cooperation in fighting terrorism, much as the Bush administration did. Perhaps even more importantly, the Obama administration is also looking for help dealing with North Korea and pushing forward a robust nonproliferation plan to tackle potentially difficult situations in countries like Pakistan.
Nonetheless, the Obama administration has serious concerns about the transparency of China's rapidly growing military budget, while Beijing has expressed irritation at some American surveillance activity and missile sales to Taiwan. When problems arise in the latter two areas, Beijing has tended to break off contact, resulting in what U.S. Secretary of Defense Robert Gates refers to as "on-again, off-again" relations. Obama's task here will be to develop a more durable framework for military engagement.
4. Currency and Deficits
The U.S.-China trade imbalance has caused significant tension over the years. To finance its trade surplus, China underwrites Washington's deficit spending through vast holdings of U.S. dollars, making the skyrocketing U.S. deficit a point of contention. In turn, the United States continues to pressure China to move towards a more freely floating currency. In the year and a half before the Olympics, the Chinese renminbi appreciated about 20 percent against the U.S. dollar -- but has since frozen in its tracks.
Yet three factors will push both sides toward pragmatism. First, the huge increase in the U.S.-China trade deficit has primarily replaced those that have closed with other East Asian countries; the U.S. trade deficit with the region isn't greater than it was before, it's just allocated differently. Second, although U.S. spending deficits cause China anxiety, Beijing holds far too many dollars to start a selloff without destroying its own economy. Third, the recent U.S. dollar slump has pulled the Chinese renminbi down with it. Thus, China's currency policy affects the European Union, Japan, and other countries far more than it does the United States.
The two countries understand one another on these issues, even if they don't fully see eye to eye. Obama does have constituencies -- such as U.S. manufacturers who complain that China's is manipulating its currency to compete unfairly -- clambering for tough talk, as do the Chinese. Even more important than domestic political considerations, though, China and the United States will need to figure out a way to reduce global trade imbalances, thus easing long-term downward pressure on the dollar. Americans are already consuming less and saving more, but this will need to be sustainable with China also figuring out how its citizens can pick up the purchasing slack -- a goal the government has already acknowledged.
5. Traditional Sticking Points
U.S. Secretary of State Hillary Clinton sent a clear signal about the Obama administration's stance on Tibet, Taiwan, and human rights during her Asia swing in February when she told reporters, "Successive administrations and Chinese governments have been poised back and forth on these issues, and we have to continue to press them. But our pressing on those issues can't interfere with the global economic crisis, the global climate change crisis and the security crisis."
While many American groups may not be pleased with the approach, don't expect to hear the fiery public rhetoric of previous administrations. Obama may still press Beijing on these topics, but he favors quiet diplomacy, which often works better when dealing with China.
Big Picture
For President Obama, his first China visit is full of challenges, but is critically important. China is arguably America's most important economic partner at a time when the economy looms larger than any other issue. The ability of U.S. firms to tap into China's market potential will impact the U.S. economy in the short and long terms. And this may be his last opportunity to make progress on carbon emissions negotiations ahead of the critical Copenhagen climate change talks. Throw in his military and nonproliferation agenda and President Obama's four days in China promise to be busy indeed.
SAUL LOEB/AFP/Getty Images
John Watkins, Jr. is chairman of the American Chamber of Commerce in China, which represents the U.S. business community in China with 2,500 members from 1,200 member companies.
With negotiations over Iranian uranium enrichment floundering, both sides are looking at plan B. Despite Barack Obama’s stated goal of engagement, harsh new sanctions are seeming likelier by the day, with the U.S. Congress already approving legislation that would prohibit petroleum companies that work with Iran from doing business in the United States, and intensive negotiations already underway over what U.N. sanctions would look like.
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Historically, Tehran has always responded to sanctions not by stopping the behavior engendering them, but by preparing for them -- developing an autonomous Internet and producing military equipment domestically, for instance. It has spent the past two years developing a comprehensive plan to mitigate the effects of strengthened sanctions. It seeks to reduce domestic gasoline consumption, secure alternative gasoline import sources, and increase domestic production -- eventually, boosting indigenous capacity until Iran is self-sufficient.
Here, a briefing on what to look for if sanctions become reality.
Sanctions and gas: the basics
Iran has the third-largest proven petroleum reserves and the second-largest natural gas reserves in the world. But it is a net importer of gasoline because it does not have the refining capacity to meet its domestic demand, elevated due to generous government subsidies. And it has tapped just one percent of its compressed gas.
This makes Iran susceptible to sanctions on its energy supplies. Currently, the United States prohibits virtually all investment and trade activity with Iran, with exceptions for the import of food, Persian rugs, informational materials, and gifts valued under $100. U.S. laws, in concert with U.N. Security Council resolutions, also provide sanctions specifically targeting Iran's nuclear and weapons proliferation, including access to financial markets supporting those activities.
In light of further sanctions on gasoline imports, the Iranian government plans to reduce consumption in five ways: increasing the price of gas, enforcing strict rations, decreasing government subsidies, developing alternative fuels, and improving public transportation. Tehran started to implement these measures in 2005 and has achieved limited success thus far.
In May 2007, the government enacted an unprecedented 25 percent increase in the price of gasoline. The next month, it implemented a national rationing scheme, limiting drivers to 100 liters (26.4 gallons) per month. It has varied the quota over time, from 75 liters per month to a high of 120 (it currently sits at 100 liters, at 10 cents per liter). Drivers can purchase gasoline above their quotas at a quadrupled price of 40 cents per liter.
Despite increased prices and stricter quotas, the government still spends nearly a third of its budget on gasoline subsidies. In 2008, President Mahmoud Ahmadinejad suggested reducing this burden by ending direct subsidies and giving low-income Iranians a stipend of $70 a month instead. The Iranian parliament did not pass the plan -- and the subsidies remain in effect. Recently, the parliament reviewed the plan again and passed it on Oct. 18 (though the proposal must still be approved by the Guardian Council).
The government also subsidizes compressed natural gas (CNG), though this alternative fuel is vastly cheaper than gasoline -- in Iran, it's 250 liters to a penny. Given Iran's vast reserves, CNG is a viable alternative energy source, but it isn't easily used quite yet. As part of a national campaign to switch over to natural gas, Ahmadinejad passed a law in 2007 requiring carmakers to manufacture cars that run on both fuels. CNG now accounts for 10 percent of transportation fuel usage, and the government is opening 1,000 dual-use stations by the end of the year.
In addition, the government has examined expanding its public transportation systems. Iran, as a country, relies on its cars. Out of the 12 million inhabitants of Tehran, only 1.5 million use the subway every day -- despite horrible traffic. In 2007, the parliament passed a public transportation bill designed to improve and expand subway, railway, and bus systems. But projects in Tehran and elsewhere are years behind schedule.
The plan approved on Oct. 18 seeks to expand upon and improve these measures in the face of possible further sanctions. Tehran plans to reduce gasoline quotas next spring and raise the price of fuel. Under the most likely plan, quotas would be reduced from 100 to 80 liters per month at an increased cost of 40 cents per liter. The price of gasoline above the quota level would increase to 65 cents per liter. The Iranian parliament is also considering giving subsidies to the two lowest income deciles only.
Self-sufficiency
Iran's real plan is to become energy independent. To this end, it is expanding more than half of its refineries, and building seven more. One recent Iranian media report claimed that "nine refinery development projects" were "80 to 90 percent" complete. With this additional capacity, Iran's import requirements are expected to drop by a quarter to a third this fall and a further 15 percent next year. Iran might actually export refined products in the next three to five years, according to Fars News.
Several things might hamper these efforts. Much of the refinery expansion depends on technology, knowledge, or patents from European companies, assets that may be unavailable -- or more expensive -- if the West enacts sanctions. China might be able to provide assistance, as it has expanded its own refineries on a large scale, but it might be deterred by countries like the United States. Moreover, the size of the investment required -- billions of dollars for some projects -- might cause further delays, particularly in light of potentially crippling economic sanctions.
However, the sheer volume of Iran's capacity expansion means it will almost certainly become self-sufficient. Only 13.4 percent -- 128,000 barrels per day -- of the expansion and construction capacity needs to come online for Iran to meet its consumption needs.
Who might help Iran?
Although Western countries -- especially the United States -- look likely to enact sanctions, several countries will aid Iran by acting as alternative suppliers of oil. Venezuela has said it will provide Iran with 20,000 barrels more per day. But more than any other, China is the country Iran wants on its side.
Beijing currently ships around 30,000 barrels of gasoline a day to Iran, a sum it could triple without difficulty. Additionally, Chinese companies have worked on 11 Iranian development projects valued at more than $33 billion this year alone. These projects focus primarily on natural gas and oil extraction efforts in the Persian Gulf. Beijing prizes these projects because of the lucrative hazard fees Iranian companies pay Chinese companies to do business there.
Given its extensive economic involvement in Iran and its history of doing business with sanctioned countries (such as Sudan and North Korea), China might well step in to fill Iran's 90,000 barrel per day demand gap if the sanctions fall.
The internal threat
But any measures Tehran might take to reduce domestic consumption and increase domestic production come with risks.
The 2007 rationing plan was a first step toward an energy-independent Iran. But domestic backlash against these initial measures has made Iranian officials wary of further action. Protesters set fire to at least 19 gasoline stations across the country, throwing stones and shouting anti-Ahmadinejad slogans. Demonstrators also attacked state-run banks and business centers. During clashes with anti-riot police, at least one woman was shot and killed.
If enacted, the current proposals might generate protests on a much larger scale. For one, the price rises would be much bigger, 300 percent versus 25 percent two years ago. This would add to the economic burden of ordinary Iranians, who already suffer from high housing prices and rising unemployment. Plus, historically, gasoline rationing has inflated the price of other goods and services. Just one day after the 2007 plan came into effect, for example, food prices and taxi fares swelled by double digits. According to the Parliament Research Center in Iran, the proposed bill would cause the inflation rate to jump to 48.6 percent, immediately hurting the standard of living and fueling popular anger.
Sparks of public outrage might ignite an already tense political atmosphere. In the wake of the disputed presidential election and controversial crackdowns, new provocations might empower regime opponents. Although the opposition movement has weakened since June's massive post-election demonstrations, renewed protests at the Quds Day rally on Sept. 18 in Tehran and the anti-regime demonstrations on Nov. 4 -- the anniversary of the 1979 Iranian takeover of the U.S. embassy -- suggests that internal dissatisfaction persists.
Ironically, the group that should be the target of strengthened sanctions, the Islamic Revolutionary Guard Corps (IRGC) -- a powerful military branch which controls numerous commodity and construction businesses -- is least likely to be affected. Indeed, some analysts argue the IRGC benefits from an economically isolated Iran because it does not need to compete with foreign companies for government contracts. For example, one of the main engineering companies under IRGC control, Khatam al-Anbiya, has secured at least $7 billion in government oil, gas, and transportation deals in recent years -- a figure that might rise with further sanctions.
Challenges for foreign governments
Implementing refined-petroleum sanctions poses challenges for international policymakers as well. For instance, if financiers or insurers of Iran's petroleum industry curb their business due to the sanctions, less risk-adverse institutions might fill the vacuum. These second-tier financiers often do not require or desire access to U.S. markets and are therefore immune to the threat of U.S. sanctions.
Plus, unilateral U.S. sanctions targeting Iran's refined-petroleum imports might not be enough of an impetus for firms to curb their gasoline exports to Iran. An official from the French firm Total, a major gasoline exporter to Iran, recently indicated that the firm would adhere to bans on petroleum export to Iran if such laws were passed in both the United States and Europe. But other firms have hedged. The potential effectiveness of U.S. legislation in persuading firms to comply might depend on European acquiescence; more so, it might depend on China's and Russia's willingness to break with history and support the measures.
Ultimately, it is not possible to predict with certainty what effect the sanctions under consideration will have on the Iranian economy, let alone on the regime's behavior. It is clear that the regime has already taken into account the possibility of such sanctions and has developed a plan it may think will circumvent them. If the regime has confidence in its plan -- however realistic it might or might not be -- then the imposition of sanctions might generate no significant change in Iranian policy in the short term.
Fars News/AFP/Getty Images
The authors are members of the Critical Threats Project research team at the American Enterprise Institute. Charlie Szrom is the program manager; Maseh Zarif and Brianna Rosen are researchers. Their work on this subject and related topics is available at www.irantracker.org.
The North Koreans have landed. Officials from Pyongyang are shuttling between "track two" dialogues in San Diego and New York this week. After inviting a new set of U.N. Security Council sanctions by conducting a second nuclear and multiple missile tests, Kim Jong Il wants to talk. U.S. President Barack Obama's administration is inching closer toward direct dialogue with Pyongyang, with the caveats that bilateral engagement must be accompanied by a resumption of the multilateral process (the six-party talks) and that denuclearization remains the only acceptable outcome to negotiations.
[[SHARE]]If sanctions got the parties to the table, however, they will not solve the North Korean conundrum in the long run. Even many strong supporters of sanctions in Washington know this, which accounts for the cloud of pessimism that has descended over most discussions on North Korea.
There is, however, a way forward: economic engagement. A recent task force convened by the Asia Society and the University of California's Institute on Global Conflict and Cooperation, on which we served, concludes that economic engagement offers the best chance for gradually moderating North Korea's intentions and behavior.
North Korea's confrontational posture toward foreign countries is closely related to the underlying structure of its closed, command economy, which favors the military and heavy industry and has avoided the wave of sweeping economic and political changes that has transformed the rest of Asia in recent years. Encouraging a more open, market-friendly economic growth strategy certainly would benefit the long-suffering North Koreans. And it would generate vested interests in continued reform and opening, as well as a less confrontational foreign policy. An open North Korea would be more cautious about provoking its trading partner neighbors and would look for ways to strengthen its ties to South Korea to realize the economic synergies that lie dormant due to the division of the peninsula. Economic engagement, in short, has the potential to change North Korea's perception of its own self-interest.
But how realistic is the possibility of real economic change inside North Korea? Although Pyongyang may look impervious to anything like market reform, the country has a history of economic experimentation, albeit tentative. In the early part of this decade, the country tried profit retention by firms, material incentives, special economic zones, and joint ventures. Kim Jong Il traveled to China three times, once bringing along his generals, to study his neighbor's very successful economic model. North Korean reforms in that period ultimately failed because poorly designed policies caused runaway inflation, and since 2005 there has been an attempt to roll them back.
Yet in spite of current efforts by the state to restore control over the economy, a growing body of evidence suggests that a transition is underway from the ground up. People have been driven to the market by the necessity of feeding their families since the mid-1990s' famine, when the government's food distribution ceased providing even the means of subsistence. And particularly in the northern part of the country, trade and investment from a booming China have stimulated commerce. U.S. policymakers should look for ways to nourish this grass-roots transformation by exposing North Koreans to the world beyond their borders and training them with the knowledge and skills needed to build a successful market economy.
The first steps in a process of economic engagement should be modest and introduced regardless of the state of play in the nuclear negotiations. These carry no risk of enhancing Pyongyang's military capabilities or making the United States and its allies more vulnerable to them. To the contrary, they could catalyze gradual shifts in the North Korean system that are very much in U.S. interests. Track two dialogues, such as those taking place this week, are a good place to start. The United States could also encourage universities, research institutes, and NGOs to initiate and expand training and economic development projects with North Koreans. The government should loosen its visa policy to facilitate opportunities for North Koreans to have greater contact with outsiders, and vice versa.
The Obama administration could also give the green light to efforts by the Asian Development Bank, the International Monetary Fund, and the World Bank to engage North Korea in initial consultations and technical discussions. The data collection and economic analysis in preparation for membership in these international financial institutions would take years, all the while providing North Koreans with essential training in how to chart their country's economic transition. Discussions would make clear, of course, that the final step of membership will depend on North Korea's decision to abandon its nuclear program.
None of this will make for easy politics -- in Pyongyang or in Washington. There will be intense resistance from groups within North Korea, particularly the military, whose privileges would be threatened by market reform and opening, as well as the so-called "court economy" that fosters regime loyalty through patronage. In the United States, critics will charge that engaging North Korea economically simply rewards bad behavior and that complete denuclearization has to come first.
The U.S. government is investing a great deal of political capital and creativity into an enhanced sanctions regime to contain North Korea's nuclear weapons capability. It should also now start to make a long-term investment in the gradual transformation of North Korea's economy and, by extension, that country's posture toward the United States and its neighbors in Asia. Done right, the two could be complementary. It's a formula that the administration advocates for states from Iran and Burma to Sudan and Cuba. It's time to extend it to North Korea.
KNS/AFP/Getty Images
Susan Shirk is director of the University of California Institute on Global Conflict and Cooperation. She participated in this weeks Track Two diplomacy talks.
John Delury is associate director of Asia Society's Center on U.S.-China Relations and adjunct assistant professor at Columbia University. They are the co-chair and project director, respectively, of the task force "North Korea Inside Out: The Case for Economic Engagement."
After arm-twisting in the eleventh hour, Afghan President Hamid Karzai has accepted a runoff election with his rival, Abdullah Abdullah. This is a face-saving move for both Karzai and the international community, but a runoff is unlikely to address the reality that many Afghans see Kabul as part of the problem. What happens the day after the election will be more important. It will be the last opportunity for the United States and the new Afghan government to define a political strategy to win the trust of the people and to buy precious time in the face of growing Western discontent.
The Taliban will soon start their winter campaign of political consolidation and intimidation. It is urgent that the United States and its NATO allies match that with a political surge of their own. Progress can be made on two fronts: by launching a massive Afghan civilian surge through the regional capitals and municipalities, and by announcing a two-year security transition plan whereby indigenous security forces will take over security tasks by 2012, starting with symbolic and stable areas like Kabul and the West and moving to more complex ones.
The August elections marked the ugly but necessary death of the 2001 Bonn process; when international and Afghan leaders first met after the ousting of the Taliban to draw Afghanistan's new political contours. The spirit of Bonn was based on short-term political expediency, mistakenly included warlords and closed the door to elements of the Taliban, and never summoned enough investment from the international community. Unsurprisingly, the fragmentation and privatization of state power has only accelerated since 2001, thanks to a mix of greed, opium money, and a lack of meaningful international oversight.
[[SHARE]]The power brokers in Kabul have sold governorships and police and judicial appointments, sometimes for hundreds of thousands of dollars, and used them to further their own private interests in the provinces. According to a group of independent Afghan electoral observers, the Aug. 20 fraud was orchestrated by the very local clients who owed favor or positions to the main candidates, especially those who have been in government. The result of years of neglect and impunity has been a governance vacuum in which Afghans across the country have been left stranded between local power brokers and warlords, the Taliban, and the international community. What little most Afghans see of local government -- mostly through their experiences of province and district governors and police chiefs -- convinces them that it is a presence to be feared, avoided, or bribed. The massive electoral fraud has only reinforced popular disillusionment with Kabul and the West.
U.S. President Barack Obama is right to think political strategy before resources. For too long, the West has thrown troops and money at Afghanistan, without any clearly articulated objectives for the mission. While NATO has fought already-lost battles against the Taliban, or against the opium business, no one has taken charge of building effective and legitimate institutions of Afghan government. The one international organization that should do just that -- the U.N. Assistance Mission in Afghanistan -- has seen its operations significantly shrunk over the last two years and has emerged from the elections divided and discredited. Meanwhile, the European Union, which often boasts of its soft power and crisis management tools, is still struggling to deliver the 400 police trainers it committed to deliver years ago.
But so far the debate in Washington has focused too heavily on the assessment put forward by the NATO International Security Assistance Force commander, U.S. Gen. Stanley McChrystal. The real story is what the report only indirectly alludes to and what has been seldom debated until the electoral crisis: the Afghan political "context" in which Afghans will be given reasons to bet on their government rather than sit on the fence or support the Taliban. If McChrystal's counterinsurgency proposition proposes an ambitious if not artificial approach to win the trust of local communities, in the end the one institution that should and can durably win Afghan hearts and minds is an Afghan government.
An Afghan political surge must take place simultaneously at top and bottom levels, combining formal and informal institutions. First, a greater share of international aid money needs to be channeled to the government's coffers by strengthening the system of trust funds co-administered by U.N. agencies. Under the current system, 80 percent remains in international hands, where each dollar spent comes with a $2.50 overhead. A recent internal survey by the Ministry of Rural Development shows, against received wisdom, that aid money spent by Afghan communities in Helmand is more cost-efficient and less wasteful -- even taking into account Afghanistan's well-known corruption problems.
The government should send administrators from basic services ministries such as rural development, agriculture, and Justice to major cities and municipalities. Kabul has failed to do so, consumed by its politics of survival, but also for lack of serious incentives from the international community, which too often has substituted itself for an Afghan presence on the ground, and for lack of capacity. To address the latter, European governments should commit to fund a new Afghan civilian academy, which, if created this winter, should be able in two years time to send its first graduates to local institutions. District Development Assemblies, which are community-based consultative bodies for development projects, are present in almost all 365 districts in Afghanistan and should be beefed up to something more like mini-administrations with programs rather than just projects. Informal institutions like community-based jirgas and shuras, which resolve most local disputes, should be given legal status, helping to make the judiciary more responsive to the Afghan people's demands.
On the security front, training of the Afghan National Security Forces has to balance the need for numbers with an imperative for professionalization. Today, less than half of the 95,000-strong Afghan National Army (ANA) is fit for combat operations. But provided the NATO training mission receives sufficient support -- and this will mean a generational commitment from the United States and its partners -- this number can reach 100,000 combat-ready troops in the next five years, according to senior NATO officials.
NATO and the Afghan government should devise a 2012 security transition plan. Within two years, the ANA could start assuming security responsibility in the most stable provinces in the north, center, and west of the country. This will send a strong message and buy much-needed lenience for Western governments in the court of public opinion.
Simultaneously, NATO's Provincial Reconstruction Teams must begin shifting their resources to Afghan institutions, and especially to the Afghan provincial and district governments. Within fewer than five years, Afghan civilian and security institutions should be able to play a frontal role in sustaining security and development, while NATO troops will be freed to focus more on a combat mentoring and training role, and the United States will maintain bases and quick-intervention forces.
There will be setbacks and delays, and U.S. soldiers are likely to pay a heavy price in the next few years. And there will be hard choices to be made on where NATO and Afghan forces should focus their efforts. Today, under what can be called the "Helmand syndrome," more than 50 percent of NATO combat forces fight for territories with less than 15 percent of the population. In contrast, the most dynamic economic and population centers in the north and the west are grossly neglected.
If the new Afghan government is to earn public support, and NATO is to buy a way out of Afghanistan, a civilian surge will be vital. This will come at a cost, and it carries some real risks. But pouring more lives and more money into Afghanistan, with no clear Afghan strategy and no end in sight, will only hasten a return to chaos.
SHAH MARAI/AFP/Getty Images
Fabrice Pothier is director of Carnegie Europe, the Brussels-based foreign-policy forum of the Carnegie Endowment for International Peace.
Want to know what's going to happen with climate change? Is the world going to come together this December at the Copenhagen summit, or at some future date, and regulate away enough of the greenhouse gases that are heating up the planet to warm Al Gore's heart? I'm no climate scientist, but I've done my own calculations, and I can tell you the answer: probably not.
[[SHARE]]Despite the hoopla, the U.N. climate change conference in Copenhagen is destined to fail. Here's what will happen instead: Over the next several decades, world leaders will embrace tougher emissions standards than those proposed-and mostly ignored-in the 1997 Kyoto Protocol. But real support for tougher regulations will fall. By midcentury, the mandatory emissions standards in place will be well below those set at Kyoto, a far cry from the targets for carbon dioxide and other greenhouse gases set to be discussed by world leaders in Copenhagen. And by the time 2100 rolls around, the political will for tougher regulations will have dried up almost completely. The reasons are many, but come down to this: Today's emerging powerhouses like Brazil, India, and China simply won't stand for serious curbs on their emissions, and the pro-regulation crowd in the United States and Europe won't be strong enough to force their hands.
How do I know all this? Because in 1979, I learned that I could predict the future.
Don't get me wrong -- I'm no soothsayer and I have no patience for crystal-ball gazers, astrologers, or even most pundits. In my world, science, not mumbo jumbo, is the way to predict people's choices and their consequences for altering the future. I use game theory to do just that for the U.S. government, big corporations, and sometimes ordinary folks, too. In fact, I have made hundreds, even thousands, of predictions -- a great many of them in print, ready to be scrutinized by any naysayer. For instance, I can tell you right now that bribing Kim Jong Il to mothball, but not eliminate, his nuclear program is the best way to handle North Korea, that the land-for-peace formula in the Middle East won't succeed, and that it will take approximately $1.5 billion annually in U.S. aid to Pakistan to keep that country's government fighting the Taliban and al Qaeda.
There is nothing uncanny about my ability to predict. Anyone can learn to use scientific reasoning to do what I do, though I've been refining the model I use ever since I accidentally got into the prediction business back in the last days of disco.
The opportunity initially fell into my lap when a U.S. State Department official called to ask me who was likely to be India's next prime minister. At the time I was a professor of political science at the University of Rochester -- where the application of game theory to political questions originated -- and I had written my Ph.D. thesis at the University of Michigan about winning and losing strategies among India's opposition parties. So the State Department official was asking me to use my "expert" knowledge to speculate about the next Indian government.
It happened that I had just designed a mathematical model for a book I was writing about war, as well as a little computer program to make the necessary calculations. The program provided a way to simulate decision-making under stressful circumstances like those that sometimes lead to war. It calculated the probability that actors would get what they wanted if they chose one course of action (say, negotiations) or another (like war), weighting the probabilities by an estimate of how much the decision-makers valued winning, losing, or intermediate compromise outcomes. Of course, it also recognized that they had to work out how others might respond to the choices they made.
The phone call about India got me thinking that maybe war and peace decisions really aren't that different from everyday political confrontations. Sure, the stakes are higher -- people get killed in wars -- but then any politician seeking office sees the personal political stakes as pretty darn high. Intrigued, I grabbed a yellow pad and listed everyone I thought would try to influence the selection of India's next government. For each of those people (political party leaders, members of India's parliament, and some members of critical state governments), I also estimated how much clout they had, what their preference was between the various plausible candidates for prime minister, and how much they cared about trying to shape that choice. With just one page of my yellow pad filled with numbers, I had all the information the computer needed to predict what would happen, so I plugged it in and awaited the results.
My "expertise" had led me to believe that longtime parliamentary leader Jagjivan Ram would be India's next prime minister. He was a popular and prominent politician who was better liked than his main rivals for the prime minister's job. I was confident that he was truly unbeatable. He had paid his political dues and it seemed like his time had come. Many other India watchers thought the same thing. Imagine my surprise then when my computer program, written by me and fed only with my data, predicted an entirely different result. It forecast that Charan Singh would become prime minister, that he would include someone named Y. B. Chavan in his cabinet, and that they would gain support-albeit briefly-from Indira Gandhi, then the recently ousted prime minister. The model also predicted that the new Indian government would be incapable of governing and so would soon fall.
I found myself forced to choose between my personal opinion -- that Ram would win -- and the logic and data behind my model. In the end, I chose science over punditry. When I relayed my findings to the State Department official, he was taken aback. He noted that no one else was suggesting this result and that it seemed strange at best. When I told him I'd used a computer program based on a model of decision-making that I was designing, he just laughed and urged me not to repeat that to anyone.
[[INSET-L]]
A few weeks later, Charan Singh became the prime minister with Y. B. Chavan as his deputy prime minister and support from Indira Gandhi. And a few months after that, Singh's government unraveled, Gandhi withdrew her backing, and a new election was called, just as the computer model had forecast. This got me pretty excited. But had I just gotten lucky, or was I onto something?
I set out to push my model by testing it against wide-ranging questions about politics and economics. I applied it to prospective leadership changes in the Soviet Union, questions of economic reform in Mexico and Brazil, and budgetary decisions in Italy. The model worked so well that it eventually led to a grant from the Defense Advanced Research Projects Agency, a research arm of the U.S. Defense Department. darpa gave me 17 issues to examine, and as it happened, the model -- by then somewhat more sophisticated -- got all 17 right. According to a declassified cia assessment, the predictions for which I've been responsible over the years have a 90 percent accuracy rate.
This is not a reflection of any great wisdom or insight on my part-- I have little enough of both. What I do have is the lesson I learned back in 1979: Politics is predictable. All that is needed is a tool, like my model, that takes basic information, evaluates it by assuming people do what they think is best for them, and produces reliable assessments of what they will do and why they will do it.
However reliable my model has proven, though, it still represents a radical departure from the way most "experts" shape decisions about international affairs. Most diplomats, for example, remain convinced that a country's name is an important variable that helps explain behavior. That's why the State Department continues to be organized around country desks, just as the intelligence community is organized around geographic regions. Leaders of multinational corporations take much the same view. When they have a problem in Kazakhstan, they call their guys in Kazakhstan to find out what to do. That seems eminently reasonable. Yet it is terribly inadequate for solving most problems.
Certainly knowing about places and how different they might be is important, but not as important as knowing about people and how similar they are, wherever they are. I have not arrived at this view lightly nor, I hope, in ignorance. After all, the training that led to my Ph.D. molded me into a South Asia specialist. I even studied Urdu for five years and did field research in India, so I certainly respect and value area expertise. But area studies alone are a poor substitute for the marriage of knowledge about places and the deep understanding of applied game theorists about how people decide. Surely we would think it ridiculous if chemists believed that oxygen and hydrogen combine differently in China than they do in the United States, but for some reason we think it entirely sensible to believe that people make choices based on different principles in Timbuktu than in Tipperary.
This is a controversial stance in many of the circles in which I travel, and many in those circles see my views as foolish at best and dangerous at worst. In 1984, when I predicted that Ali Khamenei and Ali Akbar Hashemi Rafsanjani would succeed Ayatollah Ruhollah Khomeini as the leaders of Iran, regional experts denounced me as a charlatan (five years later, when I was proven correct, the most prominent such critic publicly apologized). Foreign Policy's own Stephen Walt once dismissed rational choice -- the theory of human behavior that underpins much of my work -- as a "cult of irrelevance." Still, I do not shy away from the risk of publishing predictions -- and by and large, those who disagree with me do not do the same.
So why not tackle perhaps the most controversial and consequential question of our time? What does game theory tells us about how -- or if -- we humans will solve global warming? The timing is perfect: After years of debate, there now seems to be broad agreement within the scientific community that Earth's temperature is on the rise. And the political will to do something about it is on the rise, too -- or so it seems.
I'll explain why "seems" is the operative word here, but first, some background. In December 1997, 175 countries, not including the United States, signed the Kyoto Protocol. Kyoto produced a large market in which polluters and nonpolluters could buy and sell "pollution rights." This market has helped rationalize decisions at the level of individual firms, but it has so far failed to result in the magnitude of reductions envisioned by the Kyoto Protocol. Enforcing the 1997 agreement has been virtually impossible.
One consequence of the difficulties encountered since 1997 was a meeting in Bali, Indonesia, in December 2007. The Bali meeting had more modest goals than Kyoto. It was an interim step on the way to Copenhagen, where it is hoped there will be a new international agreement. After considerable resistance, the U.S. representative at Bali agreed to significant concessions at the last minute. This made it possible to set out the "Bali road map" for future climate control. Now the question is: Will these efforts work?
Let's investigate. To address the prospects for controlling greenhouse gas emissions, especially carbon dioxide, we'll start with data that reflect the views of the big players on global warming. These are the governments and interest groups with the most at stake. In all likelihood, any agreement that can be reached will be settled primarily among these few stakeholders. They include the European Union, the United States (where opinion is divided between those who favor regulating carbon dioxide and other greenhouse gas emissions, and those opposed), China, and India. It also includes other relatively large economies such as Brazil, Japan, Russia, Canada, and Australia. For good measure, I have also represented environmental nongovernmental organizations, because they had a significant presence at Bali, and multinational corporations. For each stakeholder I have estimated potential influence in negotiations over an agreement to replace the Kyoto Protocol, position on mandatory emission controls, salience (eagerness to weigh in on emission controls), and flexibility-the extent to which the stakeholder is committed to finding an agreement (even if not the one it favors most) or will stick to its guns under political pressure (holding out for the policy it believes in).
I have rated the stakeholders' positions on a scale from 0 to 100. A position of 50 is equivalent to continuing the greenhouse gas targets that came out of the 1997 Kyoto Protocol. These standards called for rollbacks based on 1990 emission levels. Higher values on the scale reflect tougher standards. For example, 60 is a 10 percent toughening of standards relative to the 1990 benchmark, while 100 is a 50 percent increase in mandatory greenhouse emissions reductions compared with 1990. Likewise, values below 50 reflect a weakening of the terms in the Kyoto agreement. If your position is below 50, as is the case with China and India, that means you're not on board even with the limited emissions targets set in 1997.
Because so much can happen over the next 125 years of my simulation, I have spiced up the model with random shocks to salience and to each stakeholder's interest in building consensus or sticking to its guns. By randomly changing 30 percent of the salience values and 30 percent of the flexibility values in each bargaining round, we can look at a range of predicted futures to see whether the global warming simulations reveal strong trends. That will help us sort out how confident we can be about the toughness or weakness of future regulations of greenhouse gas emissions.
In terms of the big picture, the heavy solid black line in the graph shows the most likely emission standard predicted by the game. The two heavy dotted lines depict the range of regulatory values that we can be 95 percent confident includes the true future regulatory environment according to the simulations. That range of values is pretty narrow, encompassing barely five points up or down through about 2050. After that, as we should expect, there is more uncertainty, but even as far into the future as 2130, the range is only about 10 points up or down, so these are probably pretty reliable forecasts.The most likely value -- the heavy solid line-reflects our best estimate of what the big players might broadly agree to if the global warming debate continues without any significant discoveries in its favor or against it. It tells us two stories. First, the rhetoric of the next 20 or 30 years endorses tougher standards than the ones put forward in Kyoto in 1997. We know this because the predicted value through 2025 is above 50. That's the green part of the story. Second, support for tougher regulations falls almost relentlessly as the world closes in on 2050, a crucial date in the global warming debate. When we get to 2050, the mandatory standard being acted on is well below that set at Kyoto. By about 2070 it is down to 30, representing a significant weakening in standards. By 2100 it is closing in on 20 to 25. There's no regulatory green light left in the story by its end.
The figure shows us that there are some considerably more optimistic scenarios and also some considerably more pessimistic views that fall outside the 95 percent confidence interval. The most optimistic scenario predicts no rollback in emission controls. It never dips below 50. In fact, most of the time in this scenario the predicted level of greenhouse gas reduction hovers around 60, implying a 10 percent or so tougher standard than was agreed to in Kyoto. Only about 10 percent of the scenarios, however, look optimistic enough to anticipate even holding the line at the standard set in the Kyoto Protocol.
In contrast, there are dozens of scenarios in which the standard falls close to 0, indicating abandonment of the effort to regulate greenhouse gases. Typically in these scenarios, some mix of Brazil's, India's, and China's salience rises while the salience of pro-control factions in the United States (mostly liberal Democrats) and the European Union drops well below their opening stance. They just seem to lose interest in greenhouse gas regulations. That decline raises its ugly head especially during global economic slowdowns, so global economic patterns are critical to watch, as they can guide our choice of the scenarios that we should pay the most attention to. Without commitment to change by the European Union and the United States, it becomes much easier for the key developing economies to prevail with the support and encouragement of the anti-control American faction (mostly conservative Republicans).
All of this may be leaving you rather depressed, but perhaps it shouldn't. As for me, I am most optimistic for the future, despite- - yup, despite -- agreements like the ones struck in Bali and Kyoto, or the one to be struck in Copenhagen. These will be forgotten in the twinkling of an eye. They will hardly make a dent in global warming; they could even cause hurt by delaying serious changes. Road maps like the one set out at Bali make us feel good about ourselves because we did something. The trouble is, deals like Bali and Kyoto include just about every country in the world. To get everyone to agree to something potentially costly, the something they actually agree to must be neither very demanding nor very costly. If it is, many will refuse to join because for them the costs are greater than the benefits, or else they will join while free-riding on the costs paid by the few who are willing to bear them.
To get people to sign a universal agreement and not cheat, the deal must not ask them to change their behavior much from whatever they are already doing. It is a race to the bottom, to the lowest common denominator. More demanding agreements weed out prospective members or encourage lies. Kyoto's demands weeded out the United States, ensuring that it could not succeed. Maybe that is what those who signed on -- or at least some of them -- were hoping for. They can look good and then not deliver, because after all it wouldn't be fair for them to cut back when the biggest polluter, the United States, does not. Sacrificing self-interest for the greater good just doesn't happen very often. Governments don't throw themselves on hand grenades.
There is a natural division between the rich countries whose prosperity does not depend so much on toasting our planet and the poor countries that really have no affordable alternative (yet) to fossil fuels and carbon emissions. They have an incentive to do whatever it takes to improve the quality of life of the people they govern. The rich have an incentive to encourage the fast-growing poor to be greener, but the fast-growing poor have little incentive to listen as long as they are still poor. As the Indian government is fond of noting, sure, India is growing rapidly in income and in carbon dioxide emissions, but it is still a pale shadow of what rich countries like the United States have emitted over the centuries when going from poor to rich.
But when the fast-growing poor surpass the rich, the tables will turn. China, India, Brazil, and Mexico will then cry out for environmental change because that will protect their future advantaged position, while the relatively poor of one or two or three hundred years from now will resist policies that hinder their efforts to climb to the top. The rich will even fight wars to keep the rising poor from getting so rich that they threaten the old political order. (The rising poor will win those wars, by the way.)
So how might we solve global warming and make the world in 500 years look attractive to our future selves? My short answer: New technologies will solve the problem for us. There is an equilibrium at which enough global warming -- a very modest amount more than we may already have, probably enough to be here in 50 to 100 years -- will create enough additional sunshine in cold places, enough additional rain in dry places, enough additional wind in still places, and, most importantly, enough additional incentives for humankind that solar panels, hydroelectricity, windmills, and as yet undiscovered technologies will be good and cheap enough to replace fossil fuels. We have already warmed enough for there to be all kinds of interesting research going on, but today such pursuits take more sacrifice than most people seem willing to make. Tomorrow that might not be true, and at that point, I doubt it'll be too late. And, looking out 500 years, we'll probably have figured out how to beam ourselves to distant planets where we can start all over, warming our solar system, our galaxy, and beyond with abandon.
Remember, we're looking out for numero uno.
Bruce Bueno de Mesquita is a professor of political science at New York University and author of The Predictioneer's Game, from which this article was adapted.
The United States has two compelling interests at issue in the Afghan conflict. One is the ongoing, increasingly successful but incomplete effort to reduce the threat posed by al Qaeda and related jihadi groups, and to finally eliminate the al Qaeda leadership that carried out the Sept. 11 attacks. The second is the pursuit of a South and Central Asian region that is at least stable enough to ensure that Pakistan does not fail completely as a state or fall into the hands of Islamic extremists.
[[SHARE]]More than that may well be achievable. In my view, most current American commentary underestimates the potential for transformational changes in South Asia over the next decade or two, spurred by economic progress and integration. But there is no question that the immediate policy choices facing the United States in Afghanistan are very difficult. All of the courses of action now under consideration by the Obama administration and members of Congress carry with them risk and uncertainty.
To protect the security of the American people and the interests of the United States and its allies, we should persist with the difficult effort to stabilize Afghanistan and reverse the Taliban's momentum. This will probably require additional troops for a period of several years, until Afghan forces can play the leading role.
However, that depends on the answer to Gen. Colin Powell's reported question, "What will more troops do?" As Gen. Stanley McChrystal wrote in his recent assessment, "Focusing on force or resource requirements misses the point entirely." Instead -- after years of neglect of U.S. policy and resources in Afghanistan and after a succession of failed strategies both in Afghanistan and Pakistan -- the United States, as McChrystal put it, has an "urgent need for a significant change to our strategy and the way that we think and operate." While I cannot endorse or oppose McChyrstal's specific prescriptions for the next phase of U.S. engagement in Afghanistan because I do not know what they are, I do endorse the starting point of his analysis, as well as his general emphases on partnering with Afghan forces and focusing on the needs of the Afghan population. I believe those emphases are necessary but insufficient.
Whether President Obama's policy involves no new troops, a relatively small number of additional forces focused on training, or a much larger deployment, we can be certain of one thing: American soldiers will continue to put their lives on the line in Afghanistan and the U.S. Treasury will continue to be drained in pursuit of U.S. goals there. We know this because President Obama has publicly ruled out withdrawal from Afghanistan as an option. Instead, within the administration and prospectively in Congress, the question seems to be whether to pursue U.S. goals with the resources already invested, or to invest more in tandem with the adoption of a new strategy. It is important, then, to think through what U.S. interests in Afghanistan actually are and what means may be required to achieve them.
General McChrystal and other senior military commanders have apparently recommended substantially increased U.S. troop levels in Afghanistan in order to stabilize what remains a weak and fractious Afghan state; to protect large sections of the Afghan population from Taliban coercion; to build up Afghan security forces; and to prevent the Taliban from forcibly seizing control of the Afghan government.
A number of credible objections have been made to this project. Some argue that the stabilization of even a weak Afghan state safe from Taliban control is beyond the capacity of the U.S. and its allies. Thus, according to Rory Stewart, in recent testimony before a Senate committee, "The fundamental problem with the [Obama administration's] strategy is that it is trying to do the impossible. It is highly unlikely that the U.S. will be able either to build an effective, legitimate state or to defeat a Taliban insurgency ... Even an aim as modest as ‘stability' is highly ambitious." Stewart has extensive direct experience of Afghanistan and his view is shared by some other credible regional specialists.
It is right to be skeptical of the abstract slogans of U.S. counterinsurgency doctrine and the enthusiasms of those in the West who define success in Afghanistan through their own political-science terminology of legitimacy, rights, and development. The Soviet Union defeated itself in Afghanistan by demanding, absurdly, that the country conform to its preconceived theories of revolution and state development. As the editors of a review of the Soviet war composed by the Russian general staff put it, "Despite the Soviet Union's penetration and lengthy experience in Afghanistan, their intelligence was poor and hampered by the need to explain events within the Marxist-Leninist framework. Consequently, the Soviets never fully understood the mujahideen opposition nor why many of their policies failed to work in Afghanistan."
Similarly, the United States should be cognizant of its own potential blinders of ideology and preconceived interpretation. For example, while the development of counterinsurgency capacity and principles by the U.S. Army, as outlined in the recently ascendant field manual FM-34, is a generally positive development in U.S. Army doctrine, and those capacities clearly have a role to play in U.S. military strategy in Afghanistan, it would be self-deceiving to believe that the Afghan war can now be "won" simply by "applying the manual," as the most ardent counterinsurgency advocates sometimes seem to argue.
To succeed, counterinsurgency approaches require deep, supple, and adaptive understanding of local conditions. And yet, as General McChrystal pointed out in his assessment, since 2001, international forces operating in Afghanistan have "not sufficiently studied Afghanistan's peoples, whose needs, identities and grievances vary from province to province and from valley to valley." To succeed, the United States must "redouble efforts to understand the social and political dynamics of...all regions of the country and take action that meets the needs of the people, and insist that [Afghan government] officials do the same."
This will be difficult at best, but it is not impossible. The international effort to stabilize Afghanistan and protect it from coercive revolution by the Taliban still enjoys broad support from a pragmatic and resilient Afghan population. Nor does the project of an adequately intact, if weak and decentralized, Afghan state, require the imposition of Western imagination. Between the late 18th century and World War I, Afghanistan was a troubled but coherent and often peaceful independent state. Although very poor, after the 1920s it enjoyed a long period of continuous peace with its neighbors, secured by a multi-ethnic Afghan National Army and unified by a national culture. That state and that culture were badly damaged, almost destroyed, by the wars ignited by the Soviet invasion of 1979 -- wars to which we in the United States contributed destructively. But this vision and memory of Afghan statehood and national identity has hardly disappeared. After 2001, Afghans returned to their country from refugee camps and far flung exile to reclaim their state -- not to invent a brand new Western-designed one, as our overpriced consultants sometimes advised, but to reclaim their own decentralized but nonetheless unified and even modernizing country.
Despite the manifold errors of U.S. and international policy since the Taliban's overthrow in 2001, a strong plurality of Afghans still want to pursue that work. And they want the international community to stay and to correct its errors.
Then, too, the difficulties facing the United States in Afghanistan today should not be overestimated out of generalized despair or fatigue. Consider, as one benchmark, a comparison between the position of the U.S. and its allies now and that of the Soviet Union during the 1980s.
In a global and diplomatic sense, the Soviet Union failed strategically in Afghanistan from the moment it invaded the country. Nor did it enjoy much military success during its eight years of direct occupation. Neither Soviet forces nor their client Afghan communist government ever controlled the Afghan countryside. And yet, despite these failures and struggles, the Soviet Union and its successor client government, led by President Mohammad Najibullah, never lost control of the Afghan capital, major cities and provincial capitals, or the formal Afghan state. Only after the Soviet Union dissolved in late 1991 and Najibullah lost his supply lines from Moscow did his Islamist guerrilla opposition finally prevail and seize Kabul.
The territorial achievements of the Najibullah government -- no forcible takeover of the Afghan state by Islamist guerrillas, continuous control of all the country's cities and major towns -- might look attractive today to the United States as a minimum measure of success. And there is every reason to believe that the international community can still do better than that.
By comparison to the challenges facing the Soviet Union after it began to "Afghanize" its strategy around 1985 and prepare for the withdrawal of its troops, the situation facing the United States and its allies today is much more favorable. Afghan public opinion remains much more favorably disposed toward international forces and cooperation with international governments than it ever was toward the Soviet Union. The presence of international forces in Afghanistan today is recognized as legitimate and even righteous, whereas the Soviets never enjoyed such support and were unable to draw funds and credibility from international institutions. China today wants a stable Afghanistan; in the Soviet era, it armed the Islamic rebels. The Pakistani Army today is divided and uncertain in its relations with the Taliban, and beginning to turn against them; during the Soviet period, the Army was united in its effort to support Islamist rebels. And even if the number of active Taliban fighters today is on the high side of published estimates, those numbers pale in comparison to the number of Islamic guerrillas fighting the Soviet forces and their Afghan clients.
In other words, the project of an adequately stable Afghan state free from coercive Taliban rule for the indefinite future can be achieved, although there are no guarantees. The next question, however, is whether it should be pursued on the basis of U.S. interests, given the considerable costs, risks and uncertainties that are involved. Here, too, a number of credible objections must be considered.
One is the argument that a heavy U.S. military presence in Afghanistan focused on population security is not the best way to defeat al Qaeda and may even be counterproductive. Counter-terrorism is "still Washington's most pressing task," write Steven Simon and Jonathan Stevenson in the current issue of Survival, but "the question is whether counter-insurgency and state-building in Afghanistan are the best means of executing it. The mere fact that the core threat to U.S. interests now resides in Pakistan rather than Afghanistan casts considerable doubt on the proposition. ... The realistic American objective should not be to ensure Afghanistan's political integrity by neutralizing the Taliban and containing Pakistani radicalism, which is probably unachievable. Rather, its aim should be merely to ensure that al Qaeda is denied both Afghanistan and Pakistan as operating bases for transnational attacks on the United States and its allies and partners."
Apparently, like some in the Obama administration, they recommend a policy concentrated on targeted killing of al Qaeda leaders by aerial drones and other means. They acknowledge that a Taliban takeover of Afghanistan might aid al Qaeda but argue that greater risks would flow from the failure or a U.S.-led counterinsurgency strategy.
This argument misreads the dynamics within Pakistan that will shape the course of U.S. efforts to destroy al Qaeda's headquarters and networks there. Simon and Stevenson, for example, fear that the provocative aura of U.S. domination in Afghanistan would "intensify anti-Americanism in Pakistan" and by doing so ensure that the Pakistan Army would refuse to cooperate with American efforts to root out Islamic extremists previously cultivated by the Army and its intelligence wing, the Inter-Services Intelligence Directorate, or ISI. There are certainly risks along the lines they describe, but something like the opposite is more likely to be true.
The relationship between the Pakistani security services and Islamist extremist groups -- al Qaeda, the Taliban, sectarian groups, Kashmiri groups, and their many splinters -- is not static or preordained. Pakistani public opinion, while it remains hostile to the United States, has of late turned sharply and intensely against violent Islamist militant groups. The Pakistan Army, itself reeling as an institution from deep public skepticism, is proving to be responsive to this change of public opinion. Moreover, the Army, civilian political leaders, landlords, business leaders, and Pakistani civil society have entered into a period of competition and freewheeling discourse over how to think about the country's national interests and how to extricate their country from the Frankenstein-like problem of Islamic radicalism created by the Army's historical security policies. There is a growing recognition in this discourse among Pakistani elites that the country must find a new national-security doctrine that does not fuel internal revolution and impede economic and social progress. The purpose of American policy should be to create conditions within and around Pakistan for the progressive side of this argument among Pakistani elites to prevail over time.
American policy over the next five or 10 years must proceed from the understanding that the ultimate exit strategy for international forces from South Asia is Pakistan's economic success and political normalization, manifested in an Army that shares power with civilian leaders in a reasonably stable constitutional bargain, and in the increasing integration of Pakistan's economy with regional economies, including India's. Such an evolution will likely consolidate the emerging view within Pakistan's elites that the country requires a new and less self-defeating national security doctrine. As in the Philippines, Colombia, and Indonesia, the pursuit of a more balanced, less coup-ridden, more modern political-military order in Pakistan need not be complete or confused with perfection for it to gradually pinch the space in which al Qaeda, the Taliban, and related groups now operate. Moreover, in South Asia, outsiders need not construct or impose this modernizing pathway as a neo-imperial project. The hope for durable change lies first of all in the potential for normalizing relations between Pakistan and India, a negotiation between elites in those two countries that is already well under way, without Western mediation, and is much more advanced than is typically appreciated. Its success is hardly assured, but because of the transformational effect such normalization would create, the effects of American policies in the region on its prospects should be carefully assessed.
Against this backdrop, a Taliban insurgency that increasingly destabilizes both Afghanistan and the border region with Pakistan would make such regional normalization very difficult, if not impossible, in the foreseeable future. Among other things, it would reinforce the sense of siege and encirclement that has shaped the Pakistan Army's self-defeating policies of support for Islamist militias that provide, along with a nuclear deterrent, asymmetrical balance against a (perceived) hegemonic India.
Conversely, a reasonably stable Afghan state supported by the international community, increasingly defended by its own Army, and no longer under threat of coercive revolution by the Taliban could create conditions for Pakistan's government to negotiate and participate in political arrangements in Afghanistan and the Central Asian region that would address Pakistan's legitimate security needs, break the Army's dominating mindset of encirclement, and advance the country's economic interests.
American and international success in Afghanistan could also enhance the space for civilians in Pakistan who seek to persuade the Pakistani Army to accommodate their views about national security; for the United States to insist that Pakistani interests be accommodated in a pluralistic, non-revolutionary Afghanistan; and for Pakistani elites, including the Army, to have adequate confidence to take on the risks associated with a negotiated peace or normalization with India. Conversely, yielding unnecessarily to an indefinite period of violence and chaos in Afghanistan, one in which the Taliban may seek to take power in Kabul while continuing to operate across the border in Pakistan, will all but guarantee failure along all of these strategic lines.
There are narrower objections that should be registered about the "counterterrorism-only" or "counterterrorism-mainly" argument. It is probably impractical over a long period of time to wage an intelligence-derived counterterrorism campaign along the Pakistan-Afghan border if a cooperating Afghan government does not have access to the local population; if American forces are not present; and if the Pakistani state has no incentive to cooperate. This is exactly the narrative that unfolded during the 1990s and led to failure on Sept. 11 for the United States. Recent improvements in targeting al Qaeda leaders in Pakistan seem to be a function, at least in part, of changing attitudes toward cooperation by the Pakistani civilian government and security services. These changes in turn are a function of the dynamic, complex internal Pakistani discourse sketched above. It is unlikely that an American willingness to allow Taliban hegemony in Afghanistan will result in greater cooperation from Pakistani intelligence; in fact, the opposite is more likely because, as in the past, some in the Pakistani security services seek such hegemony for ideological reasons, while others will likely see a need to protect their position with Islamist militias in order to defend against India in a volatile, heavily contested regional environment.
Also, if a problem in assuring Pakistan's stability lies in the country's anti-American attitudes (which may not be as important as Americans believe), then waging a prolonged war of assassination by flying robots within Pakistan's borders and without its government's participation, as some "counterterrorism only" advocates would prefer, does not seem a prescription for success. The goal of American policy in Pakistan should be to create conditions in which this unattractive manifestation of unilateral American aerial and technological power is no longer unilateral -- and control of such operations can be shifted to a responsible Pakistani government, without the fear that prevails currently in the U.S. government that Pakistani security officers will misuse targeting intelligence to protect Islamist allies.
Another objection to the U.S. investments in Afghan stability and population protection is that al Qaeda is not in Afghanistan at all, or at least not meaningfully. A related argument is that it is pointless to take risks and make new investments to prevent Afghanistan from becoming a prospective sanctuary because al Qaeda can easily find other sanctuaries, such as in Somalia and Yemen, where no American counterinsurgency or stabilization project is realistic. Osama bin Laden's presumed current base in the Federally Administered Tribal Areas (FATA) of Pakistan, near the Afghan border, according to Council on Foreign Relations analyst Stephen Biddle, has no "intrinsic importance ... no greater than many other potential havens -- and probably smaller than many." It is also argued by some that al Qaeda is best understood as an organization, network, or movement in which physical geography such as the FATA is not a defining feature -- in this view, hotel rooms in Hamburg, Germany, or rental houses near pilot training facilities in Florida are as fundamental to al Qaeda's operational footprint as its headquarters and training camps along the Pakistan-Afghanistan frontier.
These are credible, serious arguments that accurately describe some of al Qaeda's character as a stateless, millenarian terrorist group. But they misunderstand the history of al Qaeda's birth and growth alongside specific Pashtun Islamist militias on the Afghan-Pakistan border. It is simply not true that all potential al Qaeda sanctuaries are of the same importance, now or potentially. Bin Laden and his No. 2, Ayman Al-Zawahiri, have a 30-year, unique history of trust and collaboration with the Pashtun Islamist networks located in North Waziristan, Bajaur, and the Northwest Frontier Province of Pakistan. It is not surprising, given this distinctive history, that al Qaeda's presumed protectors -- perhaps the Haqqani network, which provided the territory in which al Qaeda constructed its first training camps in the summer of 1988 -- have never betrayed their Arab guests.
These networks have fought alongside al Qaeda since the mid-1980s and have raised vast sums of money in Saudi Arabia and other Gulf states through their connections. They possess infrastructure -- religious institutions, trucking firms, criminal networks, preaching networks, housing networks -- from Kandahar and Khost Province, and from Quetta to Karachi's exurban Pashtun neighborhoods, that is either impervious to penetration by the Pakistani state or has coopted those in the Pakistani security services who might prove disruptive. It is mistaken to assume that Bin Laden, Zawahiri, or other Arab leaders would enjoy similar sanctuary anywhere else. In Somalia they would almost certainly be betrayed for money; in Yemen, they would be much more susceptible to detection by the country's police network. The United States should welcome the migration of al Qaeda's leadership to such countries.
Because there is no nexus on Earth more favorable to al Qaeda's current leaders than the radicalized Pashtun militias in the Pakistan-Afghanistan border region, American policy in the region must take special account of this specific, daunting political-military geography. As counterinsurgency doctrine correctly argues, the only way to penetrate such territory and disrupt or defeat insurgents, including outside terrorists like al Qaeda's leaders, is to do so in partnership with indigenous forces that are motivated to carry out such a campaign because they see it as in their own interests. No such campaign is plausible if the Taliban rule Afghanistan. And no such campaign is plausible if Pakistan does not continue to receive the economic and political support from the international community that may lead its own elites to decide that they will be better off without the Haqqanis and other uncompromising Islamists than with them.
It is true, in a sense, that not all Afghan stability projects are created equal, from the perspective of an American-led campaign against al Qaeda. Afghanistan's mountainous, Shiite-influenced central Bamiyan province, to choose an exaggerated example, may always be of marginal importance to al Qaeda, just as it has long been less than decisive to successive Kabul governments. But to extrapolate such observations to argue that Afghanistan's national stability is only tenuously connected to Pakistan's stability defies history, demography, and observable current trends. More Pashtuns live in Pakistan than in Afghanistan. Their travel and connections to international finance, proselytizing, criminal, and diaspora networks overlap. If the Taliban captured Afghanistan, this would certainly destabilize Pakistan by strengthening Islamist networks there.
It would also be mistaken to believe, as some in the Obama administration have apparently argued, that a future revolutionary Taliban government in Kabul, having seized power by force, might decide on its own or could be persuaded to forswear connections with al Qaeda. Although the Taliban are an amalgamation of diverse groupings, some of which have little or no connection to al Qaeda, the historical record of collaboration between the Haqqani network and al Qaeda, to choose one example, is all but certain to continue and probably would deepen during any future era of Taliban rule in Afghanistan. The benefits of a Taliban state to al Qaeda are obvious: After the Sept. 11 attacks, the United States gathered evidence that al Qaeda used Afghan government institutions as cover for import of dual-use items useful for its military projects. Reporters with the McClatchy newspaper group's Washington bureau recently quoted a senior U.S. intelligence official on this subject: "It is our belief that the primary focus of the Taliban is regional, that is Afghanistan and Pakistan. At the same time, there is no reason to believe that the Taliban are abandoning their connections to al Qaeda ... The two groups ... maintain the kind of close relationship that -- if the Taliban were able to take effective control over parts of Afghanistan -- would probably give al Qaeda expanded room to operate." This assessment is consistent with recent history.
The United States and its allies can stabilize Afghanistan. They should try; but they may fail. To avoid failure, it will be important to account for some risks that are often underestimated in the current policy debate.
These risks arise from a tendency in Washington to underestimate the importance of Afghan politics to the outcome of any course of action selected by the Obama administration. Because President Hamid Karzai has disappointed international governments; because the recent presidential election was marred by fraud allegations; because politics in Kabul appears to be difficult and fractious; and because it is not an arena in which American leverage can be easily brought to bear, there is a tendency in Washington to whistle past Afghan political issues, or to give up on the subject altogether, and to focus on other policy corridors -- counterinsurgency doctrine, military deployments, civilian efforts to build schools or highways or to provide agriculture training, counternarcotics strategy, local governance. It sometimes seems that American strategy is being designed so that it can involve itself in everything but the problems of Afghan politics, national integration, and reconciliation. But Afghan history argues that this would be an almost certain pathway to failure.
One example of this risk is embedded in the project of building a larger and more capable Afghan National Army and police force, for which there is currently much enthusiasm in Washington. The political-military history of Afghanistan since 1970 is one in which outside powers have repeatedly sought to do with Afghan security forces what the U.S. proposes to do now. It is also a history in which those projects have repeatedly failed because the security forces have been infected with political, tribal, and other divisions emanating from unresolved factionalism and rivalry in Kabul. Armies -- especially poor, multiethnic armies, such as the one Afghanistan has -- can only hold together if they are serving a relatively stable and unified national government. This has generally not been available to the Afghan Army since 1970.
Arguably, there are at least three cases during the last four decades in which programs to strengthen Afghan security forces to either serve the interests of an outside power or suppress an insurgency or both failed because of factionalism and disunity in Kabul.
During the 1970s, the Soviet Union tried to build communist cells within the Army in order to gradually gain influence. The cells, unfortunately, split into two irreconcilable groups, and their squabbling became so disabling that the Soviets ultimately decided they had no choice but to invade, in 1979, to put things in order.
Then, during the late 1980s, faced with a dilemma similar to that facing the United States, the Soviets tried to "Afghanize" their occupation, much as the United States proposes to do now. The built up Afghan forces, put them in the lead in combat, supplied them with sophisticated weapons, and, ultimately, decided to withdraw. This strategy actually worked reasonably well for a while, although the government only controlled the major cities, never the countryside. But the factional and tribal splits within the Army persisted, defections were chronic, and a civil war among the insurgents also played out within the Army, ensuring that when the Soviet Union fell apart, and supplies halted, the Army too would crack up and dissolve en masse. (I happened to be in Kabul when this happened, in 1992. On a single day, thousands and thousands of soldiers and policemen took off their uniforms, put on civilian clothes, and went home.)
Finally, during the mid-1990s, a fragmented and internally feuding Kabul government, in which Karzai was a participant for a time, tried to build up national forces to hold off the Taliban, but splits within the Kabul coalitions caused important militias and sections of the security forces to defect to the Taliban. The Taliban took Kabul in 1996 as much by exploiting Kabul's political disarray as by military conquest. The history of the Afghan Army since 1970 is one in which the Army has never actually been defeated in the field, but has literally dissolved for lack of political glue on several occasions.
None of these examples offers a perfect analogy for the present, but the current situation in Kabul does contain echoes of this inglorious history. Karzai's opportunistic and unscrupulous campaign for re-election contains two overlapping patterns of political disunity that could undermine the effort to rapidly build up and deploy the Afghan Army during the next few years. The president assembled a coalition of warlords and war criminals in his campaign coalition. Some of these warlords, such as Abdul Rashid Dostum, an ethnic Uzbek, are the very same characters whose vicious infighting caused the Afghan Army to dissolve in the face of Taliban pressure during the nineties.
Also, the currently unresolved split between Karzai and Abdullah Abdullah, the opposition leader, could become a proxy for the national division between southern Pashtuns, from whom the Taliban draw their strength, and northern Panjshiri Tajiks, with whom Abdullah has long been affiliated (although one of Abdullah's parents is a Pashtun). If Karzai and Abdullah become virulently or violently at odds, it is easy to imagine a Kabul government divided from within by its warlords and undermined from without by the Taliban on one side and disaffected northern groups on the other. This is poor ground on which to build an army of illiterate volunteers while in a hurry.
To improve its chances for success, the United States and the international community must bring all of their leverage to bear to ensure the formation of a coalition government in Kabul that incorporates all of the meaningful sources of non-Taliban opposition and sets Afghan political and tribal leaders on a sustained, Afghan-led program of political, constitutional, and electoral reform.
Some analysts have suggested invoking the Afghan institution of a loya jirga to host some or all of this continuous reform process. Whether that specific institution is selected or not, the spirit of this suggestion is critical -- Afghans have many difficult but important political and constitutional issues to negotiate, and political business-as-usual will not carry these negotiations forward adequately at a time when the United States is risking blood and treasure in support of Afghan stability. Issues that require discussion and negotiation among Afghan leaders, both formal and informal, include the future of the electoral system, to ensure fraud on the scale alleged in the most recent election cannot recur; political party formation and activity; constitutional issues such as the election of governors and the role of parliament; and issues of national integrity such as the access of different ethnic, tribal and identity groups to government employment and opportunity in the expanding security services.
Political reform and Afghan-led negotiations of this type must be seen as fundamental to American policy in Afghanistan no matter what choices are made about troop levels and deployments. Such a process would be part and parcel, too, of national program of reconciliation and reintegration designed to provide ways for Taliban foot soldiers to find jobs and for their leaders to forswear violence and enter politics.
This emphasis on political stability through continuous Afghan-led negotiation and national reintegration, as opposed to grandiose state-building or policies premised on the pursuit of military victory by external forces, should not be seen as an adjunct wing of U.S. policy in Afghanistan, but as fundamental. It is clear that no realistic level of American and Afghan forces deployable in the foreseeable future can provide security to the population in every village of Afghanistan. Accepting this reality and developing a political-military strategy that best accounts for it will lead, inevitably, to support for Afghan-led political approaches at the national, provincial, district and sub-district level. This is how the late Gorbachev-backed government in Kabul achieved a modicum of stability in far less favorable circumstances.
America's record of policy failure in Afghanistan and Pakistan during the last 30 years should humble all of us. It should bring humility to the way we define our goals and realism about the means required to achieve them. It should lead us to choose political approaches over kinetic military ones, urban population security over provocative rural patrolling, and Afghan and Pakistani solutions over American blueprints. But it should not lead us to defeatism or to acquiescence in a violent or forcible Taliban takeover of either country. We have the means to prevent that, and it is in our interest to do so.
Chris Hondros/Getty Images
Steve Coll is president of the New America Foundation and the author of Ghost Wars and The Bin Ladens. This article is adapted from his recent testimony before the U.S. House of Representatives and posted here with permission.
In the months following the September 11 terrorist attacks, the U.S. government set out with unprecedented haste and vehemence to root out terrorists or state agents plotting similar assaults anywhere in the world and to prepare the United States for the aftermath should any succeed. But despite the unprecedented devastation, aerial hijackings had occurred before and the kinds of measures needed to prevent their recurrence were generally understood. Although there were well-founded fears of terrorists acquiring nuclear weapons, this was also nothing new. The United States had already lived with the threat of nuclear attack for more than half a century.
But the lethal anthrax-letter mailings that quickly followed 9/11 represented something new and potentially even more terrifying. The letters containing laboratory-grown anthrax spores mailed to U.S. Senate and media offices killed five people and left many more permanently injured. This was a small number compared with the World Trade Center casualties, but the so-called Amerithrax attacks foretold what true biowarfare might bring, a new threat with the awful prospect of mass deaths and unstoppable pandemics on a scale never before known and against which we would be defenseless.
The Bush administration's response was to hastily cobble together a massive, largely secret, biodefense program that has so far cost $50 billion to $60 billion. The number of high-biosecurity laboratories working on pathogens has multiplied to more than 1,000.
These labs dot the map in locations ranging from university campuses to hospitals to research institutes, from densely packed urban centers to quiet residential neighborhoods. The research juggernaut has received little public scrutiny and, as with other security programs launched in those tense days, it's worth asking if it has really made the United States any safer. We think that the race to develop countermeasures to biological weapons might have actually increased the probability of a bioterrorist attack and made it more difficult to achieve the kind of international cooperation that can truly reduce this threat.
What exactly are these labs working on? Some are attempting to develop countermeasures against weapons that might be devised using the deadliest disease-causing microorganisms known. Others -- probably most -- are researching the microorganisms' basic biology to understand why they are so deadly and to find clues to new countermeasures. Still others are testing the preparation and dissemination of the microbes as weapons.
We hedge on the actual number and remain vague on their activities and locations because even Congress does not know. On Sept. 22, U.S. Rep. Bart Stupak (D-Mich.) opened the oversight and investigations subcommittee he chairs by noting that two years after that information had been requested, it still had not been delivered.
And that is at the heart of the problem. As the United States has learned, often painfully, in recent years, haste and anger in the heat of disaster are not good shapers of policy for the most powerful country in the world. Virtually the entire national bioterrorism strategy has rested on the possibility that anyone with basic skills could weaponize deadly microbes -- rather than on the high probability that even skilled scientists could not actually do so -- and it is against these hypothetical scenarios that a substantial amount of federally funded biological research has been focused.
We certainly don't mean to suggest that the biological weapons threat isn't very real. The potential for future biowarfare is as awful as has been conjured. Achieving true security against such malevolent development and the parallel natural threats must be a major goal of every country, not just its policymakers but also its scientists and citizens.
However, the United States has attacked that essential goal by the wrong means, leaving the country less secure than it was $50 billion-plus ago. Americans are at greater risk from thieves targeting all those high-containment laboratories -- such as politically disaffected or mentally unbalanced lab workers -- and from the accidents that inevitably plague such facilities, than they are from an actual attack.
Let's consider a few accidents.
1. Three mice infected with plague bacteria disappeared from a high-security lab in Newark, N.J. Lab officials were certain it was an accounting error. Possibly, but if the mice in fact were on the loose, the surrounding low-income neighborhood escaped a potentially lethal plague outbreak.
2. Vials of "killed" anthrax bacteria were shipped from a Frederick, Md., laboratory to researchers in Oakland, Calif. Luckily, lab mice were the subjects being injected in hopes they might raise antibodies to the disease. They died. The anthrax had been live.
3. We must remember SARS. A coronavirus unknown until April 2003 spread out of China and through the world in weeks, killing 774 of 8,096 victims with severe acute respiratory syndrome. An unprecedented international effort halted it after just three months. However, subsequent, limited outbreaks began in high-security research labs in Asia, a fact underscored by World Health Organization expert Hitoshi Oshitani, who told the Associated Press that laboratories holding stocks of the human form of SARS were a more likely source of resurgence than the animals thought to originally harbor it.
We think such risks far outweigh the bioterrorism threat the United States faces.
To understand the scale of actual threat, it is worth considering the two categories of potential opponents against whom the burgeoning corps of scientists is working: terrorists and rogue nations, radically different in composition, aims, and abilities.
Bioterrorism occurred long before Amerithrax. In 1995, members of the Japanese cult Aum Shinrikyo released the nerve gas sarin in a crowded Tokyo subway, leaving 12 dead and 50 seriously injured. Years earlier in Oregon, the Rajneeshee religious cult laced salad bars with salmonella bacteria, sickening more than 700 people -- but resulting in no deaths.
It is one step from those real-world events to a bioterrorist attack that would dwarf 9/11 -- rather, not a step but a leap of imagination. The probability of bioterrorists using botulin, anthrax, or another deadly agent is a realistic one, but to cause mass deaths the agents would have to be developed and weaponized, requiring considerable skill by well-trained scientists using classified methods.
A better bet would be to use the United States' own bioweapons research against it, just as the 9/11 hijackers managed to turn the American transportation infrastructure into a weapon. As biowarfare expert Richard Ebright of Rutgers University's Waksman Institute of Microbiology has argued, "If al Qaeda wished to carry out a bioweapons attack in the U.S., their simplest means of acquiring access to the materials and the knowledge would be to send individuals to train within programs involved in biodefense research."
What about enemy countries? Saddam Hussein killed thousands of Kurds using chemical weapons and had biological weapons at the ready. But how could such a massive assault be carried out against a well-defended country? It's extremely unlikely that a country could deliver bioweapons or toxins both weaponized and in sufficient quantity to cause large-scale deaths in countries already armed against conventional bombers and nuclear missiles.
On the other hand, if such a program were going full-bore in a rogue nation, couldn't its highly sophisticated weapons be stolen by terrorists? Certainly, just as the deadly microbes behind them could be stolen in the United States. That and similar scenarios at the national level should be major concerns, and there is only one way to secure any or all countries against them: through multilateral activities such as international treaties that would place everyone's cards on the table, and open, international cooperation on defenses against all infectious diseases, natural and hostile.
Here again, the steps taken in the wake of 9/11 and the anthrax attacks aren't helping. To many experts, the combination of massively funded experiments on dangerous pathogens and the obsessive secrecy in which they are cloaked gives the appearance, however false, that the United States is producing biological weapons. This would directly violate the terms of the Biological Weapons Convention (BWC), the international treaty that is the world's best hope for containing man-made biological threats.
Three of the country's most respected biosecurity experts have warned, "The rapidity of elaboration of American biodefense programs, their ambition and administrative aggressiveness, and the degree to which they push against the prohibitions of the [BWC], are startling." James Leonard headed the U.S. delegation forging the BWC; Richard Spertzel is a former deputy director of the U.S. Army Medical Research Institute of Infectious Diseases; and Milton Leitenberg is senior research scholar at the University of Maryland's Center for International and Security Studies.
U.S. security against bioweapons can be won only by winning it globally. The United States has not been nearly active enough in this effort and at times has worked against it.
A protocol to the BWC proposed in 2001 would have moved the world toward greater oversight, transparency, and international cooperation on biological weapons -- the trinity of biosecurity. It would have provided for two categories of international on-site inspections: random visits to facilities whose peaceful processes could be turned to hostile ones, and focused inspections of facilities where hostile work was actually suspected.
The protocol was shot down by the Bush administration, which contended that malevolent activity would be missed, breeding a false sense of security; that the United States would be disclosing its vulnerabilities; and that industry secrets would be compromised. Suffice it to say that European countries with the same research and industries were uniformly strong supporters of the protocol, and U.S. vulnerabilities are on full display with every request for grant proposals to research countermeasures. Why not allow inspections?
Development of nuclear weaponry can be detected by satellite, that of bioweaponry cannot. But bioweapons are already banned, if they can be detected. Something like the protocol must be revived. Significant international transparency regarding BWC compliance requires allowing on-site visits to build confidence among countries that others are not developing biological weapons.
Without that confidence, the likelihood of a bioweapons arms race increases as countries seek to breed and package the world's deadliest microbes to outdo the havoc caused by natural disease alone. We can think of nothing deadlier to the world's future.
Andrew Sheargold/Getty Images
Lynn C. Klotz is a senior science fellow with the Center for Arms Control and Non-Proliferation. Edward J. Sylvester is a professor at the Walter Cronkite School of Journalism at Arizona State University. They are the co-authors of Breeding Bio Insecurity: How U.S. Biodefense Is Exporting Fear, Globalizing Risk, and Making Us All Less Secure, which comes out Oct. 15.
Even before the Democratic Party of Japan (DPJ) took power, the defeated Liberal Democratic Party (LDP) and its American allies started running a media campaign in both countries describing the new administration as "anti-capitalist" and "anti-American."
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Critics cited an essay by new Prime Minister Yukio Hatoyama in which he criticized "U.S.-led market fundamentalism" and spoke of a world in which the United States struggles to retain its dominance as China strives to become a global power. Mourning the loss of a half-century of LDP rule, these doomsayers accused Hatoyama of wanting to dump free market economics, shift Japan's international economic center of gravity from the West to Asia, and adopt a security stance "equidistant" between the United States and China.
This characterization is as accurate as labeling U.S. President Barack Obama a socialist. Hatoyama is hardly unique in blaming excessive deregulation for the economic crisis. Far from wanting to disengage from the United States, the DPJ has endorsed a bilateral free trade agreement -- something the LDP never dared. And DPJ leaders are not naive advocates of abandoning the United States only to be left to the mercies of an ascendant China. Rather, the DPJ wants a paradigm shift in Japanese foreign policy, one which makes it a more equal partner to the United States and puts greater emphasis on Japan's ties to the rest of Asia, particularly China and South Korea.
Let's call it the New Asianism. This ideology was on full display this weekend at a Beijing summit for leaders from China, South Korea, and Japan. It was only the second time this group of three has met. And the meeting was far more substantive than in the past, covering everything from coordinating on North Korea and economic stimulus policy to taking initial steps toward the formation of an "East Asian Community," modeled on the European Union.
The New Asianism pushes back against, but does not entirely reject, Japan's prioritization of its alliance with the United States. Too often, the DPJ thinks, conservative governments lined up with Washington even when they believed its policies to be misguided. For instance, former Prime Minister Junichiro Koizumi dispatched troops to Iraq and refueled U.S. vessels in the Indian Ocean not out of support for U.S. policy, but to ensure the United States' favor in case tensions arose with China or North Korea.
When it comes to a rising China, the DPJ rejects containment, advocated by neoconservatives in both Tokyo and Washington, as doomed to failure. Given the United States and China's increasing economic interdependence and overlapping strategic interests, Washington will never form an anti-Beijing front, DPJ thinkers say. Nor can Tokyo rely solely on the U.S.-Japan security alliance to counter any Chinese bid for regional hegemony. On the contrary, the greater fear in Tokyo is that the United States will abandon Japan by forming a U.S.-China "Group of Two," relegating Japan to second-level status in the region. In the DPJ's view, Japan needs to draw China into broader regional engagement instead.
This paradigm shift -- articulated by Hatoyama and other DPJ heavyweights, in the Japanese press and in interviews with the authors -- has three broad elements.
First, as Hatoyama told Obama in September, the U.S.-Japan alliance will remain "the cornerstone" of Japanese foreign policy. It makes no sense for Tokyo to distance itself from Washington on security or economic grounds, even if a few Japanese wonks entertain such fantasies.
Realistically, Japan and the United States will need each other to counterbalance China, encouraging it to become a responsible world power in terms of trade, the environment, and other issues. Plus, it would be impossible for Japan to cope with a nuclear North Korea without a strong alliance with United States (and China). Some difficult bilateral security issues -- such as the long-standing problem of U.S. military bases on Okinawa -- remain. But DPJ leaders, stronger negotiators than their LDP counterparts, are seeking compromise on this issue and others ahead of Obama's November visit to Japan.
This realism has deep roots. For instance, Hatoyama and other DPJ party leaders supported expanding Japan's security role within the framework of a strong U.S. alliance from the days when they were still members of the LDP. In 1992, they spearheaded Japanese participation in overseas peacekeeping operations. Earlier this decade, they backed a dispatch of Japanese naval forces to the Indian Ocean in response to the September 11 attacks. And this week, an envoy from Tokyo visited Afghanistan and Pakistan, a clear sign that Tokyo will continue to provide assistance on that front (though via economic, not military, aid).
On the economic front, even if Japan under the DPJ did join an Asian bloc, it would not mean the end or even the weakening of economic ties with the United States. Put bluntly: Asian growth is intimately tied to prosperity in the United States. Although Japan today exports more goods to China than to the United States, China's prosperity is, in turn, tied to its own U.S.-bound exports. Anyone who doubts the reality of this dependence need only look at how hard the U.S. recession and its Chinese aftershock hit Japan.
The second element in the DPJ foreign-policy paradigm shift is a desire for Japan to play a regional leadership role in East Asia -- a desire which might result in an East Asian Community modeled on the early stages of the European Union.
At the United Nations in New York last month, Hatoyama shared his somewhat romantic desire that in the long term such a community might establish an Asian version of the euro. He made it clear that this will be a long process, "starting with fields in which we can cooperate -- free trade agreements, finance, currency, energy, environment, disaster relief, and more" and only later moving on to the common-currency question. He also stressed that the creation of an Asian currency would not hurt the dollar or strong economic ties with the United States. Rather, Hatoyama called for "sharing each others' economic dynamism based on the principle of open regionalism" -- the final term a code for informal U.S. inclusion.
Japanese government figures tentatively say that the East Asian Community might consist of the members of the Association of Southeast Asian Nations (which includes Indonesia, Malaysia, the Philippines, Singapore, Thailand, Brunei, Vietnam, Burma, Laos, and Cambodia), plus China, Japan, South Korea, Australia, New Zealand, and India. This grouping first gathered in 2005; at Japan's insistence, and with U.S. encouragement, the last three participants were added to undermine China's bid to lead it.
DPJ advisors advocate the pursuit of the East Asian Community as only one regional priority. Another is a regional security program that might grow out of the six-party talks on North Korea. They also embrace the idea of a Japan-U.S.-China strategic dialogue, based on some DPJ thinkers' belief that only Washington and Tokyo together can temper Beijing. Secretary of State Hillary Clinton and Jeffrey Bader, the National Security Council's senior director for Asian affairs, also support triangular talks; Bader promoted this dialogue at the Brookings Institution.
Obama administration officials such as Kurt Campbell, assistant secretary of state for East Asia and the Pacific, have publicly embraced the goal of Japan improving its ties to China and the rest of Asia. Nonetheless, Obama officials are privately unsure of what Hatoyama really means when he talks about an East Asian Community. They harbor fears that this could drift into an exclusionary version of regional integration. Those fears are not entirely unfounded. But it is important to understand that this is still an amorphous concept in Tokyo.
Thus, the Obama administration needs to engage Tokyo on this issue. To do that, it needs to figure out its own policy on East Asian regionalism -- before the November Asia-Pacific Economic Cooperation (APEC) summit, which Obama plans to attend. Then, Washington will know what questions to ask about the Asian version of the European Union. (For instance: How will it interact with overlapping structures, such as APEC?) And the United States can support Japan's taking a leadership role, which it has long advocated.
The third element in the DPJ's foreign-policy paradigm shift is a new focus on the history question: the resolution of lingering tensions between Japan and its Asian neighbors over Japanese aggression in the 1930s and 1940s. In 1995, Prime Minister Tomiichi Murayama, a Socialist in coalition with the LDP, apologized for Japan's role as a wartime aggressor in Asia. The LDP paid lip service to the apology, but its leaders frequently repudiated it, rankling Seoul and Beijing.
But Hatoyama has gone out of his way to raise this issue in all his meetings with Asian leaders, personally reaffirming his government's adherence to the 1995 apology. The DPJ has said it wishes to remove war criminals from the Yasukuni shrine to Japan's war dead. And the foreign minister has proposed that Japan, South Korea, and China jointly prepare a history textbook, as European countries did to confront World War II and the Holocaust. This confronting of an uncomfortable legacy is intended not only to improve ties with China and South Korea, but also to foreclose the possibility of future backsliding.
With these dramatic foreign-policy changes -- this New Asianism -- the DPJ is leading a Japan ready, willing, and able to play a leadership role in East Asia. It is in the interests of both the United States and Japan for Tokyo to manage its historic rivalry with a powerful China through a broader regional structure. It will take time for Washington to get used to a less pliant partner and for the DPJ to learn the realities of governance. But rather than clinging to a Cold War mindset, Washington and the DPJ should seize this as an opportunity to reframe the alliance for today's new realities.
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Daniel Sneider, associate director for research of Stanford University's Shorenstein Asia-Pacific Research Center, is a former foreign correspondent who covered Japan and Korea for the Christian Science Monitor and the San Jose Mercury News. Richard Katz is the editor of the Oriental Economist Report and the author of Japanese Phoenix: The Long Road to Economic Revival.
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